First Meeting Documents
Estate Planning Documents
- Power of Attorney
- Health Care Power of Attorney
- Wills
- Living Wills
- Trust
- Other Agreement - Prenuptials
- Recorded Gifts above Unified Credit
- Executor/Executrix
Business Documents
- Business Agreements
- Buy-Sell Agreement
- Federal & State Tax Returns
- Income Statement
- Balance Sheet
- Previous Business Valuation
- Employee Census
Tax/General Planning Documents
- Tax Returns
- Monthly Budget
- Social Security Estimate
- Lock Box
Investment/Retirement Documents
- Bank Statements
- CDs Retirement Savings Plans (Defined Contribution & Defined Benefit)
- IRA (Roth, SEP, SIMPLE)
- 401(k)
- 403(b)
- 457 (DCP)
- Pensions
- Non-qualified Retirement Plans
- Brokerage Accounts
- Mutual Funds
- Annuities
- Individual Securities
- Stocks
- Bonds
- Savings Bonds
- Options, Warrant Rights, etc.
- Life Insurance Policies
- Disability Policies
- Long Term Care Policies
Employee Benefits Documents
- Pay Stub
- Employee Benefits Booklet
- Life Insurance – Amount?
- Health Insurance – Plan Description?
- Disability
- Long/Short
- Replacement Percentage
- Waiting Period/Benefit Period
- Long Term Care
- Replacement Percentage
- Waiting Period/Benefit Period
- Supplemental – (eg. AFLAC)